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| 3411 SECURITIES AND FINANCE DEALERS AND BROKERS |
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Securities and finance dealers and brokers buy and sell
securities, stocks, bonds and other financial instruments, and
deal on the foreign exchange on spot or on futures markets, on
behalf of their own company or for customers on a commission
basis and recommend transactions to clients or senior
management.
Tasks include -
(a) obtaining information about the financial circumstances of
customers and companies in which investments may be made;
(b) analysing market trends for securities, bonds, stocks and
other financial instruments, including foreign exchange;
(c) informing prospective customers about market conditions and
prospects;
(d) advising on and participating in the negotiation of terms
for, and organisation of, loans and placement of stocks and
bonds in the financial market to raise capital for
customers;
(e) recording and transmitting buy and sell orders for
securities, stocks, bonds or other financial instruments
and for foreign exchange for future or immediate delivery;
(f) performing related tasks;
(g) supervising other workers.
Examples of the occupations classified here:
- Broker, foreign exchange
- Broker, securities
- Broker, stocks and shares
Some related occupations classified elsewhere:
- Clerk, securities - 4122
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